For edge-color-critical graphs, non-r-partite spectral extremal graphs are edge extremal
Pith reviewed 2026-07-02 11:10 UTC · model grok-4.3
The pith
For edge-color-critical graphs F with chromatic number r+1, non-r-partite F-free graphs that maximize adjacency spectral radius also maximize the number of edges when the extremal function is close to the Turán number.
A machine-rendered reading of the paper's core claim, the machinery that carries it, and where it could break.
Core claim
Under the hypothesis that ex_{r+1}(n,F) = |E(T_{n,r})| - floor(n/r) + O(1) together with a structural condition on the sub-decomposition family of F, the paper shows EX_{r+1,ρ}(n,F) ⊆ EX_{r+1}(n,F). As the main application, for F = K_{1,1,t_3,...,t_{r+1}} with t_i ≥ 2 it proves the exact formula ex_{r+1}(n,F) = |E(T_{n,r})| - floor(n/r) + 2(t_min - 1) for all sufficiently large n, from which the inclusion follows.
What carries the argument
The sub-decomposition family of F, invoked together with the assumed asymptotic form of the extremal function to force the spectral maximizers to be edge maximizers.
If this is right
- The exact extremal number for these F is |E(T_{n,r})| minus floor(n/r) plus twice the minimum t_i minus 2.
- The spectral extremal family is contained inside the edge extremal family for these F and all large n.
- The Fang-Zhai conjecture holds for every F of the form K_{1,1,t_3,...,t_{r+1}} with t_i ≥ 2.
- Any further F for which the O(1) closeness hypothesis can be verified will automatically satisfy the spectral-edge inclusion.
Where Pith is reading between the lines
- The same argument may extend to other edge-color-critical graphs once their extremal numbers are shown to be within O(1) of the Turán count minus n/r.
- Computational checks for small r and moderate n could confirm whether the exact formula already holds below the 'sufficiently large' threshold.
- The result suggests that for many multipartite forbidden graphs the spectral and edge problems are solved by the same near-Turán constructions.
Load-bearing premise
That the number of edges in any extremal graph is the Turán count minus roughly n/r plus a bounded constant, together with the sub-decomposition condition on F.
What would settle it
Existence, for arbitrarily large n, of a non-r-partite F-free graph whose edge count exceeds |E(T_{n,r})| - floor(n/r) + 2(t_min - 1) or whose spectral radius exceeds that of every graph with exactly that many edges.
read the original abstract
A graph is non-$r$-partite if its chromatic number exceeds $r$. For an edge-color-critical graph $F$ with $\chi(F)=r+1$, let $\mathrm{ex}_{r+1,\rho}(n,F)$ be the maximum adjacency spectral radius among non-$r$-partite $F$-free graphs of order $n$, and let $\mathrm{EX}_{r+1,\rho}(n,F)$ and $\mathrm{EX}_{r+1}(n,F)$ be the families of such graphs attaining, respectively, this maximum spectral radius and the maximum number of edges $\mathrm{ex}_{r+1}(n,F)$. Fang and Zhai conjectured that $\mathrm{EX}_{r+1,\rho}(n,F)\subseteq\mathrm{EX}_{r+1}(n,F)$ for every such $F$ and all large $n$. In this paper, we prove this inclusion under the hypothesis $\mathrm{ex}_{r+1}(n,F)=|E(T_{n,r})|-\lfloor n/r\rfloor+O(1)$, where $T_{n,r}$ is the Tur\'an graph, together with a structural condition on the sub-decomposition family of $F$. As the main application, for $F=K_{1,1,t_3,\ldots,t_{r+1}}$ with $t_3,\ldots,t_{r+1}\ge 2$ we show \[ \mathrm{ex}_{r+1}(n,F)=|E(T_{n,r})|-\Bigl\lfloor\frac nr\Bigr\rfloor+2(t_{\min}-1), \qquad t_{\min}:=\min\{t_3,\ldots,t_{r+1}\}, \] for all sufficiently large $n$, and deduce that $\mathrm{EX}_{r+1,\rho}(n,F)\subseteq\mathrm{EX}_{r+1}(n,F)$.
Editorial analysis
A structured set of objections, weighed in public.
Referee Report
Summary. The paper proves that for edge-color-critical F with χ(F)=r+1, if ex_{r+1}(n,F)=|E(T_{n,r})|−⌊n/r⌋+O(1) and a structural condition on the sub-decomposition family of F both hold, then EX_{r+1,ρ}(n,F)⊆EX_{r+1}(n,F). As the main application, for F=K_{1,1,t_3,…,t_{r+1}} (t_i≥2) the authors establish the exact value ex_{r+1}(n,F)=|E(T_{n,r})|−⌊n/r⌋+2(t_min−1) for large n (where t_min=min{t_3,…,t_{r+1}}), which implies the spectral-edge inclusion for this family.
Significance. If the results hold, the work gives a conditional proof of the Fang-Zhai conjecture under an explicit hypothesis that is then verified for a concrete infinite family of color-critical graphs, together with an exact (rather than O(1)) determination of the extremal number. This strengthens the link between spectral radius and edge-extremal problems in the non-r-partite setting and supplies a verifiable instance where the structural condition applies.
major comments (1)
- [§5] §5, proof of Theorem 5.3 (exact value of ex_{r+1}(n,F)): the lower bound follows from an explicit construction modifying T_{n,r} by deleting ⌊n/r⌋ edges and adding 2(t_min−1) edges; the upper bound invokes the sub-decomposition family to rule out other modifications, but the case analysis does not explicitly enumerate or exclude unbalanced part-size adjustments or alternative edge-addition patterns that could produce a larger O(1) term while remaining F-free and χ=r+1.
minor comments (2)
- [§2] Notation: the definition of the sub-decomposition family appears only in §2 and is used without restatement in §4; a brief reminder of its precise meaning would improve readability.
- [§3] The statement of the structural condition (used in the general theorem) is given as an assumption rather than derived; if it can be checked algorithmically for the given F, an explicit verification paragraph would strengthen the application.
Simulated Author's Rebuttal
We thank the referee for the careful reading of the manuscript and the constructive comment on the proof of Theorem 5.3. We respond to the major comment below.
read point-by-point responses
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Referee: [§5] §5, proof of Theorem 5.3 (exact value of ex_{r+1}(n,F)): the lower bound follows from an explicit construction modifying T_{n,r} by deleting ⌊n/r⌋ edges and adding 2(t_min−1) edges; the upper bound invokes the sub-decomposition family to rule out other modifications, but the case analysis does not explicitly enumerate or exclude unbalanced part-size adjustments or alternative edge-addition patterns that could produce a larger O(1) term while remaining F-free and χ=r+1.
Authors: We agree that the case analysis in the upper bound of Theorem 5.3 would be strengthened by a more explicit enumeration of unbalanced part-size adjustments and alternative edge-addition patterns. The structural condition on the sub-decomposition family of F is intended to exclude configurations yielding a strictly larger O(1) term while preserving F-freeness and chromatic number r+1, but we acknowledge that the current presentation does not list these cases in full detail. In the revised manuscript we will expand the case analysis in Section 5 to enumerate and rule out these possibilities explicitly, thereby making the upper bound fully rigorous. revision: yes
Circularity Check
No circularity; proof conditional on explicit hypothesis with independent verification for specific F
full rationale
The paper states its main theorem as a conditional result: the spectral inclusion EX_{r+1,ρ}(n,F) ⊆ EX_{r+1}(n,F) holds under the standing hypothesis that ex_{r+1}(n,F) = |E(T_{n,r})| − ⌊n/r⌋ + O(1) together with a structural condition on the sub-decomposition family of F. For the concrete family F = K_{1,1,t_3,…,t_{r+1}} the authors then prove the sharpened exact value ex_{r+1}(n,F) = |E(T_{n,r})| − ⌊n/r⌋ + 2(t_min − 1) by exhibiting a construction and (implicitly) a stability argument that rules out denser non-r-partite F-free graphs; this exact count is derived directly from the definition of F and the Turán graph, not by fitting a parameter to data and re-deriving it. No self-citation is load-bearing, no ansatz is smuggled, and no quantity is defined in terms of a later-derived object. The derivation chain is therefore self-contained against external combinatorial benchmarks.
Axiom & Free-Parameter Ledger
axioms (2)
- standard math Properties of the Turán graph T_{n,r} and the definition of non-r-partite graphs via chromatic number
- domain assumption The hypothesis ex_{r+1}(n,F) = |E(T_{n,r})| − ⌊n/r⌋ + O(1) and the structural condition on the sub-decomposition family of F
Reference graph
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